Married, Retired

This client was looking for assistance in exercising stock options and rolling over his 401(k) and other retirement plans. Heritage Investors started the CFP^®process by discussing this client’s financial goals, any concerns, and performed a comprehensive, thorough analysis of existing finances. We provided:

A comprehensive wealth management plan that focused on the type of lifestyle the client and his wife would like for retirement
Recommendations for achieving financial independence utilizing specific investment options
Strategies to implement for optimum tax savings
Advice on a stock option exercise strategy that addressed the impact of the Alternative Minimum Tax (AMT)

Securities and Investment Advisory services offered through Woodbury Financial Services, Inc., Member FINRA, SIPC, and Registered Investment Adviser, PO Box 64284, St. Paul, MN 55164 (800)800-2638 Heritage Investors LLC and Woodbury Financial are not affiliated entities. Heritage Investors, LLC is an Independently Owned and Operated Company.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP^®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)^® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Neither Woodbury Financial Services, Inc., nor its registered representatives or employees, provide tax or legal advice. As with all matters of a tax or legal nature, you should consult with your tax or legal counsel for advice.

Married, Retired

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